Regulatory Information

Seoul Street Labs operates through two Delaware limited liability companies with distinct roles:

SSL Management LLC and SSL Fund LLC operate under the regulatory framework of the United States and the State of Delaware, maintaining compliance with applicable federal and state securities laws.

The primary regulatory authorities overseeing our operations include:

SSL Management LLC provides advisory and management services to SSL Fund LLC. SSL Fund LLC operates as a private investment fund accepting investments from qualified investors:

• United States: Accredited investors under Rule 506(c) of Regulation D;
• Singapore: Institutional and accredited investors under Section 275 of the Securities and Futures Act;
• Other Jurisdictions: Through licensed money managers and registered financial advisors at the discretion of SSL Management LLC.

Services provided include proprietary AI-driven trading strategies, portfolio management, risk analytics, and institutional-grade technology infrastructure.

SSL Management LLC and SSL Fund LLC maintain comprehensive compliance programs in accordance with Delaware and federal law, as well as international best practices:

• Anti-Money Laundering (AML): Robust AML/CFT program compliant with Bank Secrecy Act, USA PATRIOT Act, and FATF standards;
• Know Your Customer (KYC): Comprehensive customer due diligence and enhanced due diligence procedures;
• Data Protection: Security measures and privacy protocols to protect client information;
• Sanctions Screening: Continuous monitoring against international sanctions lists;
• Regulatory Reporting: Timely submission of required reports and filings to the SEC, FinCEN, and other authorities;
• Internal Controls: Governance structures, risk management frameworks, and audit procedures.

The Companies maintain a robust corporate governance framework:

SSL Management LLC maintains professional indemnity insurance and errors & omissions coverage appropriate to the nature and scale of our operations, providing protection for investors and the Companies in accordance with regulatory requirements and industry best practices.

SSL Fund LLC maintains custody of fund assets through qualified custodians in accordance with applicable securities laws. SSL Management LLC does not have direct custody of investor funds or assets. All subscriptions and redemptions are processed through the Fund's administrator and custodian in accordance with the Fund's operating agreement.

We are committed to providing excellent service and addressing any concerns promptly and fairly. If you have a complaint:

SSL Management LLC and SSL Fund LLC are committed to transparency in operations:

• Regulatory filings are submitted to the SEC, Delaware Division of Corporations, and other authorities as required;
• Financial statements are prepared in accordance with International Financial Reporting Standards (IFRS);
• Material changes to our regulatory status or company information are communicated to investors;
• We maintain accurate records and make them available to regulators upon request.

Seoul Street Labs maintains a comprehensive risk management framework designed to identify, assess, monitor, and mitigate risks across all business operations:

• Operational Risk: Procedures to prevent and respond to operational failures, fraud, and system disruptions;
• Technology Risk: Cybersecurity measures, data protection protocols, and system resilience testing;
• Compliance Risk: Monitoring of regulatory changes and implementation of compliance procedures;
• Reputational Risk: Procedures to protect brand integrity and respond to reputational threats;
• Strategic Risk: Regular review of business strategy and market positioning.

The Company maintains comprehensive business continuity and disaster recovery plans to ensure continued service delivery in the event of disruptions:

• Redundant systems and backup infrastructure in geographically diverse locations;
• Regular testing and updating of disaster recovery procedures;
• Documented recovery time objectives (RTO) and recovery point objectives (RPO);
• Communication protocols for notifying clients of service disruptions;
• Regular training of personnel on business continuity procedures.

Seoul Street Labs undergoes regular independent audits and assurance reviews to verify compliance with regulatory requirements and industry standards:

• Annual financial audits conducted by independent external auditors;
• Regular internal audits of compliance and operational procedures;
• Periodic cybersecurity assessments and penetration testing;
• SOC 2 Type II compliance certifications;
• Regulatory examinations by the SEC and other supervisory authorities.

For inquiries regarding our regulatory status or company information: